気になる求人 | | | 大手日系银行 指导合规VP 10000 〜 15000 |
| | 勤務地:上海市内 | 月給:10000-15000 元 |
| | 雇用形態: 正社員 職種: その他 業種: 金融・保険 | | 求人詳細 | 業種:
大手日系银行
仕事内容:
The purpose of the role is to issue management and testing as subjec
ter expert in the areas of compliance risk
a control, and testing. Responsibilities including evaluate the adequacy and effectiveness process and internal controls
obtain reasonable assurance of compliance
Take lead in bank-wide issue management approach to ensure an effective framework and BAU process including but not
limited to
a)Track all audits, tests, regulatory test/exams to ensure entries are made in time
b) Perform review and challenge, as necessary, escalations, impact assessments, action plan viability, action plan
modifications, and issue closure validation
c) Co-ordinate with regional as well as local compliance teams; arrange and conduct meetings with Stakeholders,Mgmt
d)Validate actions taken by control/risk owners to ensure a concrete remediation for issue identified.
a Training procedure maintenance, regular support in managing issues etc.
Take Lead in bank - wide testing program to ensure inscope units operating effectiveness in line with international
compliance risk themes as well local regulatory focused areas.
sposibilties/a) Developing and executing an annual risk-based compliance testing plan that establishes the testing focus and
schedule of testing activities for the given year
b) Performance of an annual plan refresh exercise on a periodic basis
c) Designing, planning, and executing testing reviews
d) Reporting the results of testing reviews to the appropriate programme and process owners and stakeholders
e) Regular communication surveillance against in-scope units under specific compliance theme (e.g. MNPI/CoI ect.
Perform regular review and challenge, as necessary, units compliance risk assessment result on the basis of a thorough
and comprehensive understanding of units, provide inputs into risk discussion: liaise with planning teams to oversee
the risk assessment process
Work effectively as part of a team to deliver value added result and understand how the role integrates and
contributes to the wider engagement.
Response to inquiries from stakeholders, provide oversight, advice, guidance in the above area
応募資格:
日语or英语流利
能接受出差(1~2次/月)
相关的行业经验
负责CCEP新项目(core compliance enhancement project)
所有分行和总行的合规检查和统括
年齢:25 〜 35
学歴:本科以上
給与: 10000 〜 15000
勤務地: 上海市内 | | |
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